Karen Georgina Bassett

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE CO-OPERATIVE BANK P.L.C. (no longer approved here)

    FRN 121885

    • SMF5 Head of Internal Audit (8 Dec 2023 to 16 Jan 2025)
  • Leeds Building Society (no longer approved here)

    FRN 164992

    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 31 Oct 2023)
    • [PRA CF] Key function holder (10 Dec 2018 to 31 Oct 2023)
    • SMF5 Head of Internal Audit (7 Mar 2016 to 31 Oct 2023)
    • CF28 Systems and controls (5 Nov 2013 to 6 Mar 2016)
  • OCTOPUS MONEY UNIT TRUST MANAGERS LIMITED (no longer approved here)

    FRN 171748

    • CF28 Systems and controls (1 Jan 2012 to 31 Jan 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF28 Systems and controls (1 Nov 2007 to 2 Apr 2009)
    • CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)
  • Capital Bank Plc (no longer approved here)

    FRN 201944

    • CF15 Internal Audit (1 Jan 2007 to 17 Sep 2007)
  • Esure Services Limited (no longer approved here)

    FRN 312063

    • CF15 Internal Audit (14 Jan 2005 to 31 Jan 2006)
  • St Andrew's Insurance Plc (no longer approved here)

    FRN 202932

    • CF15 Internal Audit (25 Nov 2003 to 31 Dec 2005)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF15 Internal Audit (2 Jun 2003 to 31 Dec 2005)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • CF15 Internal Audit (2 Jun 2003 to 31 Dec 2005)
  • esure Insurance Limited (no longer approved here)

    FRN 203350

    • CF15 Internal Audit (29 May 2003 to 31 Jan 2006)
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Recent activity

Updates to this individual's record on the FCA register.

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