Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    26 Sovereign Street
    Leeds
    West Yorkshire
    LS1 4BJ
    UNITED KINGDOM
    Phone
    +4403450505075
  • Complaints Contact

    26 Sovereign Street
    Leeds
    West Yorkshire
    LS1 4BJ
    UNITED KINGDOM
    Phone
    +4403450505075

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Karl Jaedon Green

    IRN KJG01084

    • [PRA CF] Key function holder (2 Apr 2019 to 30 Nov 2022)
    • SMF24 Chief Operations (2 Apr 2019 to 7 Oct 2022)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2019 to 30 Nov 2022)
    • [FCA CF] Material risk taker (10 Dec 2018 to 31 Dec 2018)
    • Responsible for Insurance Mediation (1 Jul 2015 to 19 Feb 2016)
    • CF29 Significant management (26 Feb 2015 to 6 Mar 2016)
  • Kate Alison Fisher

    IRN KXF00152

    • [FCA CF] Material risk taker (1 Oct 2022 to 28 Jan 2026)
  • Katherine Tong

    IRN KXT01348

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2026)
    • SMF4 Chief Risk (since 1 Jan 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jan 2026)
    • [PRA CF] Key function holder (since 1 Jan 2026)
    • [FCA CF] Material risk taker (since 10 Dec 2018)
    • [FCA CF] Significant management (since 10 Dec 2018)
    • SMF16 Compliance Oversight (since 7 Mar 2016)
    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 10 Oct 2017)
    • CF10 Compliance Oversight (19 Jul 2011 to 6 Mar 2016)
    • CF11 Money Laundering Reporting (19 Jul 2011 to 6 Mar 2016)
  • Kathryn Joanne Marriott

    IRN KJL01073

    • [FCA CF] Manager of certification employee (1 Jan 2021 to 7 Oct 2022)
  • Kelly Marie MacMillan

    IRN KXM00090

    • [FCA CF] Manager of certification employee (10 Dec 2018 to 11 Dec 2018)
  • Kerry Lyn Davison

    IRN KXT00026

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 7 Apr 2020)
  • Kim Louise Rebecchi

    IRN KLR00012

    • Responsible for Insurance Mediation (10 Aug 2011 to 30 Jun 2015)
    • CF1 Director (4 Dec 2009 to 30 Jun 2015)
  • Kufre Okoji

    IRN KXO77507

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 3 Mar 2025)
  • Kylie Baxter

    IRN KXB00334

    • [FCA CF] Functions requiring qualifications (2 Feb 2022 to 12 Dec 2022)
    • [FCA CF] Manager of certification employee (8 Nov 2021 to 12 Dec 2022)
  • Laura Blanckley

    IRN LXH00056

    • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 3 Jul 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.