Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    26 Sovereign Street
    Leeds
    West Yorkshire
    LS1 4BJ
    UNITED KINGDOM
    Phone
    +4403450505075
  • Complaints Contact

    26 Sovereign Street
    Leeds
    West Yorkshire
    LS1 4BJ
    UNITED KINGDOM
    Phone
    +4403450505075

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Laura Elizabeth Pugsley

    IRN LXP00206

    • [FCA CF] Manager of certification employee (6 Sep 2021 to 12 Dec 2022)
  • Laura Jane Anderson

    IRN LXA00036

    • [FCA CF] Functions requiring qualifications (1 Apr 2020 to 25 Mar 2022)
  • Laura-Jane Forster

    IRN LXF00005

    • 21A. Designing scripted questions for execution-only sales of regulated mortgage contracts for a non-business purpose
    • [FCA CF] Manager of certification employee (since 1 Sep 2023)
    • [FCA CF] Functions requiring qualifications (since 10 Dec 2018)
  • Leslie Michael Platts

    IRN LMP01062

    • [PRA CF] Key function holder (10 Dec 2018 to 31 Dec 2018)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 31 Dec 2018)
    • SMF12 Chair of the Remuneration Committee (7 Mar 2016 to 31 Dec 2018)
    • SMF14 Senior Independent Director (7 Mar 2016 to 31 Dec 2018)
    • CF2 Non Executive Director (14 Dec 2010 to 6 Mar 2016)
  • Lois Gray

    IRN LXG00041

    • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 10 Jun 2019)
  • Louis Marcel Clube

    IRN LXC00623

    • [FCA CF] Client dealing (3 Dec 2024 to 30 May 2025)
  • Lynn Reston McManus

    IRN LXM01289

    • SMF12 Chair of the Remuneration Committee (1 Apr 2019 to 13 Jan 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2019 to 13 Jan 2023)
    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 31 Dec 2018)
  • Lynne Gray

    IRN LXG00032

    • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 14 Dec 2018)
  • Madeleine Jayne O’Sullivan

    IRN MXO00013

    • [FCA CF] Functions requiring qualifications (28 Oct 2019 to 11 Feb 2022)
  • Marc Alexander Proctor

    IRN MXP00748

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Aug 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.