Leslie Michael Platts

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AJ Bell Securities Limited

    FRN 155593

    • [FCA CF] Material risk taker (since 13 Jul 2023)
    • SMF13 Chair of the Nominations Committee (9 Dec 2019 to 26 Jan 2022)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 26 Jan 2022)
    • CF2 Non Executive Director (6 Nov 2008 to 8 Dec 2019)
  • AJ Bell Management Limited

    FRN 211468

    • [FCA CF] Material risk taker (since 13 Jul 2023)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 26 Jan 2022)
    • SMF13 Chair of the Nominations Committee (9 Dec 2019 to 26 Jan 2022)
    • CF2 Non Executive Director (18 Sep 2009 to 8 Dec 2019)
  • AJ Bell Asset Management Limited

    FRN 774048

    • [FCA CF] Material risk taker (since 13 Jul 2023)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 26 Jan 2022)
    • SMF13 Chair of the Nominations Committee (9 Dec 2019 to 26 Jan 2022)
    • CF2 Non Executive Director (7 Nov 2017 to 8 Dec 2019)
  • Leeds Building Society (no longer approved here)

    FRN 164992

    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 31 Dec 2018)
    • [PRA CF] Key function holder (10 Dec 2018 to 31 Dec 2018)
    • SMF14 Senior Independent Director (7 Mar 2016 to 31 Dec 2018)
    • SMF12 Chair of the Remuneration Committee (7 Mar 2016 to 31 Dec 2018)
    • CF2 Non Executive Director (14 Dec 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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