Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    26 Sovereign Street
    Leeds
    West Yorkshire
    LS1 4BJ
    UNITED KINGDOM
    Phone
    +4403450505075
  • Complaints Contact

    26 Sovereign Street
    Leeds
    West Yorkshire
    LS1 4BJ
    UNITED KINGDOM
    Phone
    +4403450505075

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Andrew Crawford

    IRN MXC00839

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2022)
  • Mark Anthony Dowell

    IRN MAD01205

    • [FCA CF] Functions requiring qualifications (13 Feb 2023 to 2 Jan 2024)
  • Mark James Bateson Taylor

    IRN MXT00047

    • [FCA CF] Client dealing (10 Dec 2018 to 12 Jul 2023)
  • Mark John Scullion

    IRN MXS00218

    • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 1 Apr 2019)
  • Mark Thomas Simmons

    IRN MXS00166

    • [FCA CF] Functions requiring qualifications (1 Jun 2023 to 3 Sep 2023)
    • [FCA CF] Manager of certification employee (10 Dec 2018 to 1 Jun 2023)
  • Martese Carton

    IRN MXC00681

    • [FCA CF] Manager of certification employee (since 1 Feb 2022)
    • [FCA CF] Material risk taker (1 Feb 2022 to 28 Jan 2026)
  • Martin John Richardson

    IRN MJR01355

    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 30 Jun 2019)
  • Matthew Thomas Bartle

    IRN MXB00135

    • [FCA CF] Material risk taker (1 Jan 2019 to 28 Jan 2026)
    • [FCA CF] Manager of certification employee (10 Dec 2018 to 31 Dec 2018)
  • Michael Clifford

    IRN MXC00784

    • [PRA CF] Significant risk taker or Material risk taker (since 2 Oct 2023)
  • Michael James Walsh

    IRN MXW00075

    • [FCA CF] Client dealing (10 Dec 2018 to 2 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.