Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF18 Other Overall Responsibility (since 13 Jun 2023)
    • [FCA CF] Manager of certification employee (19 Jan 2023 to 12 Jun 2023)
    • [FCA CF] Material risk taker (16 Jan 2023 to 12 Jun 2023)
    • [FCA CF] Significant management (16 Jan 2023 to 12 Jun 2023)
    • [PRA CF] Significant risk taker or Material risk taker (16 Jan 2023 to 12 Jun 2023)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • SMF18 Other Overall Responsibility (10 Jun 2025 to 2 Apr 2026)
    • SMF7 Group Entity Senior Manager (20 Feb 2025 to 10 Jun 2025)
    • CF29 Significant management (6 Aug 2012 to 6 Mar 2016)
    • CF13 Finance (20 Mar 2003 to 17 Mar 2006)
  • The Mortgage Works (UK) Plc (no longer approved here)

    FRN 189623

    • SMF7 Group Entity Senior Manager (13 Jun 2023 to 5 Dec 2024)
  • Leeds Building Society (no longer approved here)

    FRN 164992

    • SMF12 Chair of the Remuneration Committee (1 Apr 2019 to 13 Jan 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2019 to 13 Jan 2023)
    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 31 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

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