Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Leeds Building Society
FRN 164992
- [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jan 2026)
- SMF4 Chief Risk (since 1 Jan 2026)
- [PRA CF] Key function holder (since 1 Jan 2026)
- [FCA CF] Significant management (since 10 Dec 2018)
- [FCA CF] Material risk taker (since 10 Dec 2018)
- SMF16 Compliance Oversight (since 7 Mar 2016)
- SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 10 Oct 2017)
- CF10 Compliance Oversight (19 Jul 2011 to 6 Mar 2016)
- CF11 Money Laundering Reporting (19 Jul 2011 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.