Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF14 Senior Independent Director (since 8 Aug 2025)
    • Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2025)
    • SMF14 Senior Independent Director (since 8 Aug 2025)
    • Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2025)
  • Leeds Building Society (no longer approved here)

    FRN 164992

    • SMF14 Senior Independent Director (1 Apr 2019 to 31 Mar 2025)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 31 Mar 2025)
    • [PRA CF] Key function holder (10 Dec 2018 to 31 Mar 2025)
    • SMF11 Chair of the Audit Committee (7 Mar 2016 to 31 Mar 2025)
    • CF2 Non Executive Director (11 Nov 2015 to 6 Mar 2016)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF29 Significant management (1 Nov 2007 to 30 Apr 2013)
    • CF20 Significant Mgt (Settlements) (3 Dec 2003 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (3 Dec 2003 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 30 Apr 2013)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF3 Chief Executive (16 May 2003 to 2 Dec 2003)
    • CF1 Director (1 Dec 2001 to 2 Dec 2003)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 2 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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