Date authorised
1 April 2013
Companies House
07312896
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    O S B House
    Quayside
    Chatham Maritime
    Chatham
    Medway
    ME4 4QZ
    UNITED KINGDOM
    Phone
    +441634848944
  • Complaints Contact

    The Observatory
    Chatham Maritime
    Chatham
    Medway
    ME4 4AF
    UNITED KINGDOM
    Phone
    +441634848944

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Loan Servicing

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Dabell

    IRN AXD00889

    • [FCA CF] Significant management (8 Apr 2024 to 4 Jul 2025)
  • Adrian Iain Bird

    IRN AXB47387

    • [FCA CF] Material risk taker (7 Mar 2016 to 31 Dec 2024)
    • [FCA CF] Significant management (7 Mar 2016 to 31 Dec 2024)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 31 Dec 2024)
  • Adrian Thomas Moloney

    IRN AXM47403

    • [FCA CF] Manager of certification employee (30 Jan 2019 to 3 Feb 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 9 May 2024)
    • [FCA CF] Significant management (7 Mar 2016 to 11 Apr 2025)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 9 May 2024)
  • Alan Vincent Cleary

    IRN AVC01026

    • SMF18 Other Overall Responsibility (24 Oct 2019 to 11 Dec 2021)
  • Alastair Carruthers Pate

    IRN ACP01095

    • [FCA CF] Significant management (4 Feb 2019 to 31 May 2025)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 30 Nov 2018)
    • [FCA CF] Material risk taker (7 Mar 2016 to 30 Nov 2018)
  • Alexander Holcroft

    IRN AJH01280

    • [FCA CF] Significant management (since 14 Apr 2025)
  • Amy Kirk

    IRN AXK01621

    • CF28 Systems and controls (4 Aug 2011 to 7 Mar 2012)
  • Anandha Ponnampalam

    IRN AXP00844

    • [FCA CF] Significant management (since 3 Jul 2023)
  • Andrew Hogben

    IRN AXH00846

    • [FCA CF] Significant management (1 Jul 2022 to 29 Dec 2023)
  • Andrew John Golding

    IRN AJG00056

    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • SMF1 Chief Executive (since 7 Mar 2016)
    • CF1 Director (14 Dec 2011 to 6 Mar 2016)
    • Responsible for Insurance Mediation (14 Dec 2011 to 30 Sep 2018)
    • CF3 Chief Executive (14 Dec 2011 to 6 Mar 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.