Lazard & Co., Limited

Date authorised
1 April 2013
Companies House
00162175
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872000
    Web
    https://www.lazard.com

  • Complaints Contact

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872118

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sofocles Sofocleous

    IRN SXS01312

    • CF21 Investment Adviser (19 May 2004 to 6 May 2005)
  • Sophia Ramani

    IRN SXR00864

    • [FCA CF] Client dealing (23 Aug 2024 to 13 Jan 2025)
  • Sophia Rodriguez

    IRN SXR00373

    • [FCA CF] Client dealing (10 May 2021 to 10 May 2023)
  • Sophie Abbott

    IRN SXA08879

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Mar 2023)
    • CF30 Customer (4 Dec 2018 to 8 Dec 2019)
  • Sophie Kinloch

    IRN SXK09123

    • [FCA CF] Client dealing (9 Dec 2019 to 24 May 2023)
    • CF30 Customer (20 Dec 2018 to 8 Dec 2019)
  • Soumya Shukla

    IRN SXS00703

    • [FCA CF] Client dealing (since 26 Jul 2021)
  • Spiro Youakim

    IRN SXY01051

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (5 Sep 2008 to 8 Dec 2019)
  • Staffan Nils Gunnar Johansson

    IRN SNJ01009

    • CF23 Corporate Finance Adviser (30 Oct 2003 to 6 Jan 2005)
  • Stefan Michael Schrempp

    IRN SXS00845

    • [FCA CF] Material risk taker (since 4 Jan 2022)
  • Stefano Giudici

    IRN SXG01166

    • CF23 Corporate Finance Adviser (31 Jul 2002 to 21 Jun 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.