Stefano Giudici

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc

    FRN 124422

    • [FCA CF] Significant management (since 25 May 2023)
    • [FCA CF] Material risk taker (since 26 Aug 2020)
    • [FCA CF] Manager of certification employee (since 31 Mar 2017)
    • [FCA CF] Client dealing (since 31 Mar 2017)
    • [FCA CF] Material risk taker (17 Nov 2017 to 7 Nov 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF23 Corporate Finance Adviser (1 Sep 2005 to 31 Oct 2007)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF23 Corporate Finance Adviser (31 Jul 2002 to 21 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.