Lazard & Co., Limited

• Principal Place of Business

  20 Manchester Square

  London

  Westminster

  W1U 3PZ

  UNITED KINGDOM

  Phone

  +4402071872000

  Web

  https://www.lazard.com

• Complaints Contact

  20 Manchester Square

  London

  Westminster

  W1U 3PZ

  UNITED KINGDOM

  Phone

  +4402071872118

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stephane Fabien Klecha

  IRN SFK01014

  • CF21 Investment Adviser (23 Jun 2004 to 2 Jan 2005)
• Stephanie Alice Helen Field

  IRN SAF01056

  • CF26 Customer Trading (1 Dec 2001 to 1 May 2002)
• Stephen Choi

  IRN SXC01523

  • CF23 Corporate Finance Adviser (31 Jul 2002 to 13 Aug 2004)
• Stephen Howard Sands

  IRN SHS01078

  • CF30 Customer (22 Jan 2014 to 8 Dec 2019)
• Stephen Lovegrove

  IRN SXL00658

  • [FCA CF] Client dealing (since 11 Sep 2023)
• Stephen Matthew Eric Dibsdale

  IRN SMD01163

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (25 Jun 2013 to 8 Dec 2019)
• Steven Alan Hopwood

  IRN SAH01124

  • CF21 Investment Adviser (12 Jan 2004 to 6 May 2005)
• Stratis Limnios

  IRN SXL02149

  • CF30 Customer (7 Dec 2016 to 8 Dec 2019)
• Stuart Bruce Rory Mackay

  IRN SBM01021

  • CF30 Customer (1 Nov 2007 to 18 Apr 2008)
  • CF23 Corporate Finance Adviser (1 Oct 2003 to 31 Oct 2007)
• Stuart Ian Williams

  IRN SIW01007

  • CF21 Investment Adviser (12 Jan 2004 to 6 May 2005)

• Kenneth Johan Costa (no longer appointed)

  FRN 522333 · Appointed 15 Apr 2010 · Until 31 Mar 2011

No changes recorded yet.