Sofocles Sofocleous

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Marex Financial

    FRN 442767

    • SMF18 Other Overall Responsibility (since 23 Mar 2022)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • SMF1 Chief Executive (9 Dec 2019 to 16 Mar 2020)
    • SMF3 Executive Director (9 Dec 2019 to 16 Mar 2020)
    • CF11 Money Laundering Reporting (2 Sep 2016 to 15 Mar 2017)
    • CF1 Director (18 Sep 2014 to 8 Dec 2019)
    • CF3 Chief Executive (18 Sep 2014 to 8 Dec 2019)
    • CF30 Customer (13 Sep 2012 to 8 Dec 2019)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (26 Mar 2012 to 26 Mar 2012)
  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • CF21 Investment Adviser (11 Feb 2005 to 31 May 2007)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF21 Investment Adviser (19 May 2004 to 6 May 2005)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF16 Significant Mgt (Desgntd Investment Business) (21 Feb 2003 to 30 Apr 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.