Date authorised
1 April 2013
Companies House
00162175
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872000
  • Complaints Contact

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872118

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rory Anderson

    IRN RXA10254

    • [FCA CF] Client dealing (9 Dec 2019 to 7 Nov 2021)
    • CF30 Customer (15 Jan 2019 to 8 Dec 2019)
  • Rory Kavanagh

    IRN RXK00341

    • [FCA CF] Client dealing (since 12 Jan 2023)
  • Rosemary Bailey

    IRN REB01056

    • CF23 Corporate Finance Adviser (18 Sep 2003 to 18 Aug 2006)
  • Ross Clive Penney

    IRN RCP01042

    • CF21 Investment Adviser (19 Jan 2004 to 6 May 2005)
  • Rowan Bird

    IRN RXB02745

    • CF30 Customer (30 Jan 2017 to 26 Jun 2019)
  • Rowley Mark Thomas Baring

    IRN RMB01124

    • CF23 Corporate Finance Adviser (1 Sep 2003 to 9 Aug 2006)
  • Rufus Loveridge

    IRN RXL01776

    • [FCA CF] Client dealing (9 Dec 2019 to 26 Jul 2021)
    • CF30 Customer (2 Nov 2017 to 8 Dec 2019)
  • Rupert Dodson

    IRN RXD00351

    • [FCA CF] Client dealing (10 Oct 2022 to 29 Mar 2024)
  • Ryan Clark

    IRN RXC00875

    • [FCA CF] Client dealing (since 11 Aug 2025)
  • Ryan Geiser

    IRN RXG00426

    • [FCA CF] Client dealing (18 Apr 2023 to 29 Mar 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.