Rosemary Bailey

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (7 Mar 2017 to 31 Dec 2019)
    • [FCA CF] Material risk taker (7 Mar 2017 to 31 Dec 2019)
    • CF30 Customer (27 Apr 2015 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Material risk taker (7 Mar 2017 to 31 Dec 2019)
    • [FCA CF] Client dealing (7 Mar 2017 to 31 Dec 2019)
    • CF30 Customer (27 Apr 2015 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (21 Feb 2013 to 9 Feb 2015)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF23 Corporate Finance Adviser (18 Sep 2003 to 18 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.