Lazard & Co., Limited

Date authorised
1 April 2013
Companies House
00162175
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872000
    Web
    https://www.lazard.com

  • Complaints Contact

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872118

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Changhao Gu

    IRN CXG00458

    • [FCA CF] Client dealing (24 Jul 2023 to 30 Jun 2024)
  • Charles Anthony Noel-Johnson

    IRN CAN01021

    • [FCA CF] Client dealing (since 9 Feb 2024)
  • Charles Cottam

    IRN CRC01046

    • CF21 Investment Adviser (12 Jan 2004 to 6 May 2005)
  • Charles Fox

    IRN CXF01405

    • CF30 Customer (18 Nov 2013 to 18 Dec 2015)
  • Charles Gerald Thoroton Stonehill

    IRN CGS01023

    • CF8 Apportionment and Oversight (1 Oct 2003 to 2 Apr 2004)
    • CF16 Significant Mgt (Desgntd Investment Business) (29 Sep 2003 to 2 Apr 2004)
    • CF1 Director (24 Jun 2003 to 2 Apr 2004)
  • Charles Gerard Peirs Hall

    IRN CGH01030

    • CF21 Investment Adviser (12 Jan 2004 to 6 May 2005)
  • Charles Gould Ward

    IRN CGW01033

    • CF21 Investment Adviser (7 Nov 2002 to 3 Nov 2005)
    • CF1 Director (7 Nov 2002 to 4 Jun 2007)
    • CF3 Chief Executive (14 Jun 2002 to 14 Jun 2004)
    • CF8 Apportionment and Oversight (14 Jun 2002 to 14 Jun 2004)
  • Charles John Ferguson Davie

    IRN CJF01102

    • CF23 Corporate Finance Adviser (31 May 2005 to 18 Aug 2005)
  • Charles Jonathan Foreman

    IRN CJF01076

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Jan 2025)
    • CF30 Customer (19 Jan 2010 to 8 Dec 2019)
  • Charles Max Packshaw

    IRN CMP01078

    • CF1 Director (31 Jul 2002 to 5 Nov 2002)
    • CF23 Corporate Finance Adviser (31 Jul 2002 to 30 Nov 2002)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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