Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Peel Hunt LLP
FRN 530083
- SMF27 Partner (since 26 Nov 2025)
- [FCA CF] Material risk taker (since 23 May 2023)
- SMF18 Other Overall Responsibility (20 Aug 2024 to 26 Nov 2025)
- SMF27 Partner (22 Sep 2022 to 20 Aug 2024)
- [FCA CF] Significant management (9 Dec 2019 to 22 Sep 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 22 Sep 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Sep 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 22 Sep 2022)
- CF4 Partner (8 Feb 2011 to 27 Jun 2012)
- CF30 Customer (13 Dec 2010 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 10 Oct 2008)
- CF21 Investment Adviser (11 Feb 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (12 Jan 2004 to 6 May 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.