Date authorised
1 April 2013
Companies House
00162175
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872000
  • Complaints Contact

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872118

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Charles Patrick Budenberg

    IRN CPB01137

    • [FCA CF] Client dealing (9 Dec 2019 to 27 Mar 2020)
    • CF30 Customer (7 Dec 2017 to 8 Dec 2019)
  • Charles White

    IRN CXW01916

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (27 Jun 2018 to 8 Dec 2019)
  • Charlie Shaw

    IRN CXS00287

    • [FCA CF] Client dealing (since 8 Mar 2021)
  • Charlotte Workman

    IRN CXW06889

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (4 Oct 2018 to 8 Dec 2019)
  • Chirag Modi

    IRN CXM02695

    • [FCA CF] Client dealing (9 Dec 2019 to 14 Jan 2021)
    • CF30 Customer (4 Feb 2017 to 8 Dec 2019)
  • Choe Jie Ng

    IRN CJN01075

    • CF30 Customer (23 Feb 2015 to 8 Dec 2019)
  • Chris Drakeford-Lewis

    IRN CXD12790

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Apr 2022)
    • CF30 Customer (20 Mar 2019 to 8 Dec 2019)
  • Christian Beck

    IRN CXB09457

    • [FCA CF] Client dealing (20 Jul 2020 to 21 Oct 2021)
    • CF30 Customer (14 Dec 2018 to 8 Dec 2019)
  • Christian Bell

    IRN CXB01792

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (28 Jan 2013 to 8 Dec 2019)
  • Christina Cerezo

    IRN CXC01990

    • CF30 Customer (4 Jun 2014 to 3 Mar 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.