Date authorised
1 April 2013
Companies House
00162175
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872000
  • Complaints Contact

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872118

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Violeta Petrova Mitsova

    IRN VPM01005

    • CF30 Customer (2 Apr 2012 to 4 Mar 2014)
  • Vipul Jaju

    IRN VXJ01116

    • CF30 Customer (19 Jan 2017 to 15 Jun 2018)
  • Vivek Kumar Gupta

    IRN VXG01288

    • [FCA CF] Client dealing (9 Dec 2019 to 23 Nov 2020)
    • CF30 Customer (4 Nov 2017 to 8 Dec 2019)
  • Vladimir Vasile

    IRN VXV00076

    • [FCA CF] Client dealing (since 27 Aug 2024)
  • Vojin Mitic

    IRN VXM00201

    • [FCA CF] Client dealing (since 19 Aug 2024)
  • Wafiq Islam

    IRN WXI01038

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (9 May 2018 to 8 Dec 2019)
  • Ways Fazel

    IRN WXF29824

    • [FCA CF] Client dealing (26 Apr 2021 to 1 Aug 2022)
  • Wernher Pikali

    IRN WXP00009

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Dec 2022)
  • Will Thompson

    IRN CWT01013

    • [FCA CF] Client dealing (since 13 Nov 2024)
    • CF23 Corporate Finance Adviser (31 Jul 2002 to 29 Jun 2004)
  • William An

    IRN WXA08773

    • [FCA CF] Client dealing (9 Dec 2019 to 2 Mar 2020)
    • CF30 Customer (28 Nov 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.