Vivek Kumar Gupta

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Providence Equity LLP

    FRN 447678

    • [FCA CF] Client dealing (since 1 Jan 2026)
    • [FCA CF] Client dealing (4 Jan 2021 to 18 Jun 2024)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • [FCA CF] Client dealing (9 Dec 2019 to 23 Nov 2020)
    • CF30 Customer (4 Nov 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.