Law Society (NI) Financial Advice Limited

Companies House
NI023143
Last scraped
21 hours ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    42-44 Rosemary Street
    Belfast
    County Antrim
    BT1 1QE
    UNITED KINGDOM
    Phone
    +442890230696
    Web
    https://www.lsnifa.com

  • Complaints Contact

    Succession Wealth Ltd
    The Apex
    Derriford Business Park
    Plymouth
    PL6 5FL
    UNITED KINGDOM
    Phone
    +4401752968500

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Gerard Gordon

    IRN JGG00003

    • (13)CF2 Non Executive Director (1 Dec 2001 to 1 Apr 2015)
  • Jonathan Franks

    IRN JXF00515

    • (58)[FCA CF] Client dealing (16 Aug 2023 to 1 Jul 2025)
    • (59)[FCA CF] Functions requiring qualifications (16 Aug 2023 to 1 Jul 2025)
  • Kirsty Ward

    IRN KXM00101

    • (22)CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)
  • Niamh Tremere

    IRN NXT00157

    • (62)[FCA CF] Client dealing (15 Aug 2022 to 29 Apr 2024)
    • (63)[FCA CF] Functions requiring qualifications (15 Aug 2022 to 29 Apr 2024)
  • Patricia Ann Newell

    IRN PAN01086

    • (79)[FCA CF] Client dealing (9 Dec 2019 to 3 Nov 2021)
    • (80)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Nov 2021)
    • (78)CF30 Customer (13 May 2019 to 8 Dec 2019)
  • Patrick Duane Quinlan

    IRN PDQ00001

    • (20)CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2003)
  • Ryan Edward Crozier

    IRN RXC08492

    • (37)[FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2025)
    • (38)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2025)
    • (36)CF30 Customer (22 Nov 2018 to 8 Dec 2019)
  • Sarah Brigid Napier

    IRN SXN15800

    • (35)Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Mar 2021)
    • (34)CF2 Non Executive Director (30 Jul 2019 to 8 Dec 2019)
  • Sarah Louise Pope

    IRN SXP01442

    • (88)Responsibility for MCD Intermediation (19 Sep 2025 to 1 May 2026)
    • (89)Responsible for Insurance Distribution (19 Sep 2025 to 1 May 2026)
    • (90)SMF16 Compliance Oversight (8 Aug 2025 to 1 May 2026)
  • Sean McIlwaine

    IRN SXM01849

    • (32)[FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2025)
    • (33)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2025)
    • (30)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (31)CF21 Investment Adviser (28 Apr 2003 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

  1. status changed: No longer authorised

  2. permission removed: Acting as a CBTL Advisor

  3. permission removed: Acting as a CBTL Arranger

  4. permission removed: Advising on Pension Transfers and Pension Opt Outs

  5. permission removed: Advising on investments (except on Pension Transfers and Pension Opt Outs)

  6. permission removed: Advising on regulated mortgage contracts

  7. permission removed: Agreeing to carry on a regulated activity

  8. permission removed: Arranging (bringing about) deals in investments

  9. permission removed: Arranging (bringing about) regulated mortgage contracts

  10. permission removed: CBTL Effective Date

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