Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Law Society (NI) Financial Advice Limited (no longer approved here)

    FRN 141726

    • (62)[FCA CF] Client dealing (15 Aug 2022 to 29 Apr 2024)
    • (63)[FCA CF] Functions requiring qualifications (15 Aug 2022 to 29 Apr 2024)
  • Navigator Financial Planning Limited (no longer approved here)

    FRN 587701

    • (1)Appointed representative dealing with clients for which they require qualification (15 Aug 2022 to 29 Apr 2024)
    • (2)[FCA CF] Client dealing (15 Aug 2022 to 29 Apr 2024)
    • (3)[FCA CF] Functions requiring qualifications (15 Aug 2022 to 29 Apr 2024)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (1)Appointed representative dealing with clients for which they require qualification at Navigator Financial Planning Limited

  2. controlled function added: (2)[FCA CF] Client dealing at Navigator Financial Planning Limited

  3. controlled function added: (3)[FCA CF] Functions requiring qualifications at Navigator Financial Planning Limited

  4. controlled function added: (62)[FCA CF] Client dealing at Law Society (NI) Financial Advice Limited

  5. controlled function added: (63)[FCA CF] Functions requiring qualifications at Law Society (NI) Financial Advice Limited