Sean McIlwaine

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Succession Financial Management Limited

    FRN 225831

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
    • [FCA CF] Client dealing (since 1 Jul 2025)
  • SUCCESSION WEALTH MANAGEMENT LIMITED

    FRN 588378

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
  • Navigator Financial Planning Limited (no longer approved here)

    FRN 587701

    • (65)CF30 Customer (24 May 2021 to 1 Jul 2025)
    • (66)Appointed representative dealing with clients for which they require qualification (24 May 2021 to 1 Jul 2025)
    • (67)[FCA CF] Client dealing (24 May 2021 to 1 Jul 2025)
    • (68)[FCA CF] Functions requiring qualifications (24 May 2021 to 1 Jul 2025)
  • TAG Financial Planning Limited (no longer approved here)

    FRN 827617

    • (7)Employed By (24 May 2021 to 1 Jul 2025)
  • Law Society (NI) Financial Advice Limited (no longer approved here)

    FRN 141726

    • (33)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2025)
    • (32)[FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2025)
    • (30)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (31)CF21 Investment Adviser (28 Apr 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (65)CF30 Customer at Navigator Financial Planning Limited

  2. controlled function added: (66)Appointed representative dealing with clients for which they require qualification at Navigator Financial Planning Limited

  3. controlled function added: (67)[FCA CF] Client dealing at Navigator Financial Planning Limited

  4. controlled function added: (68)[FCA CF] Functions requiring qualifications at Navigator Financial Planning Limited

  5. controlled function added: (30)CF30 Customer at Law Society (NI) Financial Advice Limited

  6. controlled function added: (31)CF21 Investment Adviser at Law Society (NI) Financial Advice Limited

  7. controlled function added: (32)[FCA CF] Client dealing at Law Society (NI) Financial Advice Limited

  8. controlled function added: (33)[FCA CF] Functions requiring qualifications at Law Society (NI) Financial Advice Limited