Jonathan Franks

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Succession Financial Management Limited

    FRN 225831

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
  • SUCCESSION WEALTH MANAGEMENT LIMITED

    FRN 588378

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
  • Cutter & Co Financial Planning Ltd (no longer approved here)

    FRN 805876

    • Employed By (11 Mar 2024 to 1 Jul 2025)
  • True Wealth Management Limited (no longer approved here)

    FRN 593156

    • Employed By (13 Nov 2023 to 1 Jul 2025)
  • Law Society (NI) Financial Advice Limited (no longer approved here)

    FRN 141726

    • (58)[FCA CF] Client dealing (16 Aug 2023 to 1 Jul 2025)
    • (59)[FCA CF] Functions requiring qualifications (16 Aug 2023 to 1 Jul 2025)
  • Navigator Financial Planning Limited (no longer approved here)

    FRN 587701

    • (63)[FCA CF] Client dealing (16 Aug 2023 to 1 Jul 2025)
    • (64)[FCA CF] Functions requiring qualifications (16 Aug 2023 to 1 Jul 2025)
    • (62)Appointed representative dealing with clients for which they require qualification (27 Jun 2023 to 1 Jul 2025)
    • (61)CF30 Customer (27 Jun 2023 to 1 Jul 2025)
  • TAG Financial Planning Limited (no longer approved here)

    FRN 827617

    • (4)Employed By (27 Jun 2023 to 1 Jul 2025)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (61)CF30 Customer at Navigator Financial Planning Limited

  2. controlled function added: (62)Appointed representative dealing with clients for which they require qualification at Navigator Financial Planning Limited

  3. controlled function added: (63)[FCA CF] Client dealing at Navigator Financial Planning Limited

  4. controlled function added: (64)[FCA CF] Functions requiring qualifications at Navigator Financial Planning Limited

  5. controlled function added: (58)[FCA CF] Client dealing at Law Society (NI) Financial Advice Limited

  6. controlled function added: (59)[FCA CF] Functions requiring qualifications at Law Society (NI) Financial Advice Limited