Date authorised
1 April 2013
Companies House
06227442
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor, 31 Lovat Lane
    London
    EC3R 8EB
    UNITED KINGDOM
    Phone
    +442072203040
  • Complaints Contact

    2nd Floor
    31 Lovat Lane
    London
    EC3R 8EB
    UNITED KINGDOM
    Phone
    +442072203040

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark John Taylor

    IRN MJT01080

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Dec 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 15 Dec 2021)
    • CF30 Customer (7 Oct 2014 to 8 Dec 2019)
  • Martin Alan Barkwill

    IRN MAB00014

    • CF30 Customer (1 Nov 2007 to 30 Jun 2014)
    • CF21 Investment Adviser (23 Oct 2007 to 31 Oct 2007)
  • Nicholas Giles Manthorpe

    IRN NGM01021

    • CF30 Customer (1 Nov 2007 to 30 Jun 2009)
    • Responsible for Insurance Mediation (20 Aug 2007 to 2 Apr 2009)
    • CF8 Apportionment and Oversight (20 Aug 2007 to 2 Apr 2009)
    • CF24 Pension Transfer Specialist (20 Aug 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (20 Aug 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (20 Aug 2007 to 2 Apr 2009)
    • CF10 Compliance Oversight (20 Aug 2007 to 2 Apr 2009)
    • CF1 Director (20 Aug 2007 to 2 Apr 2009)
  • Peter John Chard

    IRN PJC00092

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2012 to 31 Dec 2012)
  • Stacy Wells

    IRN SXW00085

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • Thomas Hawkins

    IRN TRH01042

    • CF30 Customer (8 Oct 2008 to 18 Mar 2009)
  • Thomas James Nel

    IRN TJN01048

    • CF30 Customer (8 Jun 2015 to 8 Jun 2016)
  • Tracey Turner

    IRN TXT00018

    • [FCA CF] Client dealing (since 9 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.