Martin Alan Barkwill

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Faramond UK Limited

    FRN 938619

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2021)
    • SMF3 Executive Director (since 1 Jun 2021)
    • Sole trader dealing with clients for which they require qualification (since 1 Jun 2021)
    • [FCA CF] Client dealing (since 1 Jun 2021)
    • Responsible for Insurance Distribution (since 1 Jun 2021)
    • SMF16 Compliance Oversight (since 1 Jun 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jun 2021)
  • Lanner Capital Limited (no longer approved here)

    FRN 467847

    • CF30 Customer (1 Nov 2007 to 30 Jun 2014)
    • CF21 Investment Adviser (23 Oct 2007 to 31 Oct 2007)
  • INFORMED CHOICE LIMITED (no longer approved here)

    FRN 171077

    • CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.