Lairgate Financial Ltd

Date authorised
22 June 2016
Companies House
09886324
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    31 Lairgate
    Beverley
    East Riding of Yorkshire
    HU17 8ET
    UNITED KINGDOM
    Phone
    +4401482860700
    Web
    https://www.lairgatefinancial.co.uk

  • Complaints Contact

    31 Lairgate
    Beverley
    East Riding of Yorkshire
    HU17 8ET
    UNITED KINGDOM
    Phone
    +4401482860700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Michael Blissett

    IRN AMB00052

    • [FCA CF] Functions requiring qualifications (3 Feb 2020 to 31 Jul 2023)
    • [FCA CF] Client dealing (3 Feb 2020 to 31 Jul 2023)
  • Nyree Jo-Anne Ceesay

    IRN NJL01062

    • SMF3 Executive Director (9 Dec 2019 to 5 Sep 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Dec 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 6 Dec 2021)
    • CF11 Money Laundering Reporting (8 Oct 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 Oct 2019 to 8 Dec 2019)
    • CF1 Director (8 Oct 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (8 Oct 2019 to 6 Dec 2021)
  • Phillip Maxwell Betts

    IRN PMB00054

    • SMF17 Money Laundering Reporting Officer (MLRO) (25 May 2022 to 20 Aug 2025)
    • Responsible for Insurance Distribution (25 May 2022 to 20 Aug 2025)
    • SMF16 Compliance Oversight (25 May 2022 to 20 Aug 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 21 Jul 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Jul 2025)
    • SMF3 Executive Director (9 Dec 2019 to 20 Aug 2025)
    • CF10 Compliance Oversight (22 Jun 2016 to 9 Oct 2019)
    • Responsible for Insurance Mediation (22 Jun 2016 to 30 Sep 2018)
    • CF1 Director (22 Jun 2016 to 8 Dec 2019)
    • CF30 Customer (22 Jun 2016 to 8 Dec 2019)
  • Wayne Anthony Audsley

    IRN WXA01089

    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Sep 2025)
    • SMF16 Compliance Oversight (since 17 Sep 2025)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (22 Jun 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Jun 2016 to 9 Oct 2019)
    • CF30 Customer (22 Jun 2016 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.