Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (3 Feb 2020 to 31 Jul 2023)
- [FCA CF] Functions requiring qualifications (3 Feb 2020 to 31 Jul 2023)
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- CF30 Customer (14 Feb 2019 to 20 Jun 2019)
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- CF30 Customer (23 May 2009 to 25 Nov 2009)
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- CF21 Investment Adviser (18 Jul 2003 to 18 Aug 2003)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.