Wayne Anthony Audsley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lairgate Financial Ltd
FRN 731610
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 11. Pension transfer specialist
- SMF16 Compliance Oversight (since 17 Sep 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Sep 2025)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (22 Jun 2016 to 8 Dec 2019)
- CF1 Director (22 Jun 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (22 Jun 2016 to 9 Oct 2019)
FB WEALTH MANAGEMENT LIMITED (no longer approved here)
FRN 531632
- CF30 Customer (11 Nov 2013 to 17 Jun 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.