Phillip Maxwell Betts

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lairgate Financial Ltd (no longer approved here)

    FRN 731610

    • Responsible for Insurance Distribution (25 May 2022 to 20 Aug 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (25 May 2022 to 20 Aug 2025)
    • SMF16 Compliance Oversight (25 May 2022 to 20 Aug 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Jul 2025)
    • SMF3 Executive Director (9 Dec 2019 to 20 Aug 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 21 Jul 2025)
    • CF30 Customer (22 Jun 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (22 Jun 2016 to 30 Sep 2018)
    • CF1 Director (22 Jun 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 Jun 2016 to 9 Oct 2019)
  • FB WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 531632

    • CF30 Customer (24 Jun 2011 to 14 Dec 2015)
  • Warren & Warren (no longer approved here)

    FRN 153446

    • CF30 Customer (1 Nov 2007 to 10 Jun 2011)
    • CF24 Pension Transfer Specialist (18 Apr 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (18 Apr 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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