La Française Group UK Finance Limited

• Principal Place of Business

  6th Floor

  17 St Swithin's Lane

  London

  City Of London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402032057423

  Web

  https://www.la-francaise.com

• Complaints Contact

  6th Floor

  17 St Swithin's Lane

  London

  City Of London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402032057423

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

• Insurance Admin

  For Commercial, Non-investment insurance contracts

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

• Runs Investment Funds

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

• Lars Nils Erik Sonden

  IRN LNS01007

  • CF27 Investment Management (27 Feb 2004 to 30 Sep 2005)
  • CF11 Money Laundering Reporting (27 Feb 2004 to 30 Sep 2005)
  • CF8 Apportionment and Oversight (27 Feb 2004 to 30 Sep 2005)
  • CF10 Compliance Oversight (27 Feb 2004 to 30 Sep 2005)
  • CF1 Director (27 Feb 2004 to 30 Sep 2005)
• Laurence Robert Allan

  IRN LRA01015

  • CF1 Director (15 Apr 2005 to 7 Oct 2009)
• Li Ching Tai

  IRN LXT00297

  • [FCA CF] Significant management (since 30 Apr 2024)
• Mark David Wilkins

  IRN MDW01114

  • CF30 Customer (1 Nov 2007 to 16 Dec 2011)
  • CF27 Investment Management (22 Feb 2007 to 31 Oct 2007)
• Massoumeh Larizadeh

  IRN MXL01779

  • CF30 Customer (17 Feb 2010 to 4 Oct 2013)
• Melanie Pik Yuk Ngai

  IRN MPN01033

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Jun 2024)
  • [FCA CF] Significant management (since 26 Feb 2021)
• Mickola Rosemary Wilson

  IRN MRW01172

  • CF1 Director (3 May 2012 to 31 Dec 2013)
  • CF30 Customer (3 May 2012 to 31 Dec 2013)
• Misha Moeremans D'Emaus

  IRN MXM01833

  • CF2 Non Executive Director (27 Feb 2004 to 18 Jun 2004)
• Nimit Satish Oberoi

  IRN NXO09120

  • CF30 Customer (6 Dec 2018 to 8 Dec 2019)
• Paul Andrew Wharton

  IRN PAW01182

  • CF27 Investment Management (20 Apr 2005 to 20 Feb 2006)
  • CF21 Investment Adviser (20 Apr 2005 to 20 Feb 2006)

No changes recorded yet.