Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SEVEN DIALS FINANCIAL LIMITED
FRN 230035
- [FCA CF] Client dealing (since 4 Mar 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (13 May 2008 to 8 Dec 2019)
- CF30 Customer (13 May 2008 to 8 Dec 2019)
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- CF1 Director (3 May 2012 to 31 Dec 2013)
- CF30 Customer (3 May 2012 to 31 Dec 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.