Paul Andrew Wharton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Russell Investments Limited

    FRN 122282

    • [FCA CF] Material risk taker (since 20 Oct 2023)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (16 Nov 2016 to 8 Dec 2019)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • CF30 Customer (1 Nov 2007 to 29 Sep 2016)
    • CF21 Investment Adviser (5 Jun 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Mar 2006 to 5 Jun 2007)
  • La Française Group UK Finance Limited (no longer approved here)

    FRN 225360

    • CF21 Investment Adviser (20 Apr 2005 to 20 Feb 2006)
    • CF27 Investment Management (20 Apr 2005 to 20 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

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