La Française Group UK Finance Limited

• Principal Place of Business

  6th Floor

  17 St Swithin's Lane

  London

  City Of London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402032057423

  Web

  https://www.la-francaise.com

• Complaints Contact

  6th Floor

  17 St Swithin's Lane

  London

  City Of London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402032057423

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

• Insurance Admin

  For Commercial, Non-investment insurance contracts

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

• Runs Investment Funds

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

• Peter Charles Manners-Smith

  IRN PCM01106

  • CF30 Customer (28 Apr 2009 to 18 Jun 2010)
• Peter James Balfour

  IRN PJB01454

  • [FCA CF] Client dealing (26 Feb 2021 to 30 Apr 2024)
  • SMF3 Executive Director (9 Dec 2019 to 30 Apr 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Apr 2024)
  • Responsible for Insurance Distribution (1 Oct 2018 to 30 Apr 2024)
  • Responsible for Insurance Mediation (8 Apr 2014 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (8 Apr 2014 to 8 Dec 2019)
  • CF30 Customer (25 Jul 2008 to 8 Dec 2019)
  • CF1 Director (17 Jul 2008 to 8 Dec 2019)
• Philip Alexander Ingleby

  IRN PAI01021

  • CF1 Director (26 Apr 2005 to 10 May 2007)
• Philippe Alain Lucien Marie Verdier

  IRN PAV01038

  • SMF3 Executive Director (17 Jul 2024 to 11 Jul 2025)
• Phillip Anthony Taylor

  IRN PAT01162

  • Responsible for Insurance Mediation (30 Oct 2008 to 3 Apr 2014)
  • CF1 Director (23 Oct 2008 to 3 Apr 2014)
• Rachel Crook

  IRN REH01082

  • CF10 Compliance Oversight (9 Mar 2011 to 3 Apr 2014)
  • CF11 Money Laundering Reporting (18 Feb 2009 to 3 Apr 2014)
• Robert Andrew Campbell

  IRN RAC01161

  • CF1 Director (27 Feb 2004 to 30 Jun 2006)
• Sarah Bowe

  IRN SXB01352

  • CF11 Money Laundering Reporting (5 Mar 2008 to 16 Feb 2009)
  • CF10 Compliance Oversight (5 Mar 2008 to 24 Feb 2011)
• Shahyad Hassan Esfandiary

  IRN SXE01094

  • CF21 Investment Adviser (27 Feb 2004 to 30 Sep 2005)
• Simon Richard Elmer

  IRN SRE01019

  • Responsible for Insurance Mediation (20 Apr 2005 to 14 Oct 2008)
  • CF1 Director (1 Feb 2005 to 14 Oct 2008)

No changes recorded yet.