Peter Charles Manners-Smith

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Royal London Asset Management Limited
FRN 141665
- [FCA CF] Material risk taker (since 1 Jan 2026)
- [FCA CF] Manager of certification employee (since 25 Sep 2025)
- [FCA CF] Client dealing (since 2 Dec 2024)
M&G Investment Management Limited (no longer approved here)
FRN 119328
- [FCA CF] Manager of certification employee (9 Jul 2020 to 29 Oct 2024)
- [FCA CF] Client dealing (9 Jul 2020 to 29 Oct 2024)
- CF30 Customer (3 Sep 2010 to 8 Dec 2019)
M&G Alternatives Investment Management Limited (no longer approved here)
FRN 122011
- [FCA CF] Client dealing (9 Jul 2020 to 29 Oct 2024)
- [FCA CF] Manager of certification employee (9 Jul 2020 to 29 Oct 2024)
- CF30 Customer (26 Feb 2014 to 8 Dec 2019)
La Française Group UK Finance Limited (no longer approved here)
FRN 225360
- CF30 Customer (28 Apr 2009 to 18 Jun 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.