KW Wealth Planning Limited

• Principal Place of Business

  K W Wealth, 10-11 Austin Friars

  London

  Middlesex

  EC2N 2HG

  UNITED KINGDOM

  Phone

  +442072930730

  Web

  https://www.kingswood-group.com

• Complaints Contact

  K W Wealth, 10-11 Austin Friars

  London

  Middlesex

  EC2N 2HG

  UNITED KINGDOM

  Phone

  +442072930730

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicholas John Helyar

  IRN NJH00050

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 12 Feb 2026)
  • [FCA CF] Functions requiring qualifications (since 12 Feb 2026)
• Nigel Herbertson

  IRN NXH01242

  • [FCA CF] Functions requiring qualifications (11 Jun 2022 to 31 Mar 2025)
  • [FCA CF] Client dealing (11 Jun 2022 to 31 Mar 2025)
• Parvez Taher

  IRN PXT00033

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 May 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 May 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 26 Oct 2022)
• Patrick Joseph Goulding

  IRN PXG09486

  • SMF1 Chief Executive (9 Dec 2019 to 1 Jan 2021)
  • SMF3 Executive Director (9 Dec 2019 to 26 Jul 2021)
  • CF3 Chief Executive (31 Jan 2019 to 8 Dec 2019)
  • CF1 Director (28 Dec 2018 to 8 Dec 2019)
• Paul Alfred Hodgson

  IRN PAH00019

  • [FCA CF] Functions requiring qualifications (27 Nov 2023 to 5 Jan 2024)
  • [FCA CF] Client dealing (27 Nov 2023 to 5 Jan 2024)
• Paul Anthony Joynes

  IRN PAJ00020

  • [FCA CF] Client dealing (1 Jul 2022 to 26 Jul 2024)
  • [FCA CF] Functions requiring qualifications (1 Jul 2022 to 26 Jul 2024)
• Paul Archer

  IRN PMA00002

  • [FCA CF] Client dealing (9 Dec 2019 to 25 Oct 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Oct 2025)
• Paul Bowater

  IRN PEB01122

  • [FCA CF] Client dealing (20 Mar 2020 to 4 Oct 2024)
  • [FCA CF] Functions requiring qualifications (20 Mar 2020 to 4 Oct 2024)
• Paul Cornish

  IRN PXC01535

  • [FCA CF] Client dealing (13 Jun 2022 to 28 Feb 2024)
  • [FCA CF] Functions requiring qualifications (13 Jun 2022 to 28 Feb 2024)
• Paul David Morton

  IRN PDM00001

  • [FCA CF] Client dealing (10 Sep 2020 to 29 Feb 2024)
  • [FCA CF] Functions requiring qualifications (10 Sep 2020 to 29 Feb 2024)

No changes recorded yet.