Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 11 Dec 2024)
    • Appointed representative dealing with clients for which they require qualification (since 11 Dec 2024)
    • CF1 Director (AR) (since 29 Nov 2024)
    • CF30 Customer (since 29 Nov 2024)
    • (1)Employed By (since 29 Nov 2024)
  • Smailes Goldie Financial Management Limited (no longer approved here)

    FRN 228965

    • (15)Employed By (28 Feb 2023 to 15 Jan 2025)
  • KW Wealth Planning Limited (no longer approved here)

    FRN 114694

    • [FCA CF] Client dealing (20 Mar 2020 to 4 Oct 2024)
    • [FCA CF] Functions requiring qualifications (20 Mar 2020 to 4 Oct 2024)
  • LEBC Group Limited (no longer approved here)

    FRN 760755

    • CF30 Customer (1 Aug 2017 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (24 Jun 2016 to 31 Jul 2017)
  • LEBC Group Ltd (no longer approved here)

    FRN 191818

    • Employed By (24 Jun 2016 to 31 Jul 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.