Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sense Network Limited
FRN 465124
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 11 Dec 2024)
- Appointed representative dealing with clients for which they require qualification (since 11 Dec 2024)
- CF1 Director (AR) (since 29 Nov 2024)
- CF30 Customer (since 29 Nov 2024)
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PB Wealth Planning Ltd
FRN 1019924
- (1)Employed By (since 29 Nov 2024)
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- (15)Employed By (28 Feb 2023 to 15 Jan 2025)
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- [FCA CF] Client dealing (20 Mar 2020 to 4 Oct 2024)
- [FCA CF] Functions requiring qualifications (20 Mar 2020 to 4 Oct 2024)
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- CF30 Customer (1 Aug 2017 to 8 Dec 2019)
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- CF30 Customer (24 Jun 2016 to 31 Jul 2017)
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- Employed By (24 Jun 2016 to 31 Jul 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.