Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KW Wealth Planning Limited (no longer approved here)

    FRN 114694

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 May 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 26 Oct 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 May 2022)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 3 Feb 2009)
    • CF21 Investment Adviser (7 Aug 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Dec 2006 to 7 Aug 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 7 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.