KROLL SECURITIES LTD.

Date authorised
1 April 2013
Companies House
06029386
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The News Building, Level 6
    3 London Bridge Street
    London
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402070890927
    Web
    https://www.kroll.com

  • Complaints Contact

    The News Building, Level 6
    3 London Bridge Street
    London
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402070890927

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Henry Ho

    IRN HXH01403

    • CF30 Customer (22 Jul 2015 to 17 Mar 2017)
  • Henry James Wells

    IRN HJW01036

    • SMF3 Executive Director (9 Dec 2019 to 23 Oct 2020)
    • CF1 Director (13 Nov 2015 to 8 Dec 2019)
    • CF3 Chief Executive (13 Nov 2015 to 14 Mar 2019)
    • CF30 Customer (27 Jan 2014 to 8 Dec 2019)
  • Henry Sanders

    IRN HXS00594

    • [FCA CF] Client dealing (since 13 Oct 2025)
  • Henry Terence Beddard

    IRN HTB01010

    • CF30 Customer (27 Feb 2023 to 29 Feb 2024)
    • CF1 Director (AR) (27 Feb 2023 to 29 Feb 2024)
  • Henry Vann Chase

    IRN HXC00287

    • CF1 Director (AR) (since 19 Apr 2024)
  • Henry Welsford Smithers

    IRN HWS01020

    • CF30 Customer (10 Mar 2015 to 8 Dec 2019)
  • Hesham Hamdy Halbouny

    IRN HHH01015

    • CF30 Customer (24 Feb 2018 to 19 Dec 2018)
    • CF4 Partner (AR) (24 Feb 2018 to 19 Dec 2018)
  • Hugo Edward Wheatley Norbury

    IRN HXE00058

    • [FCA CF] Client dealing (24 May 2022 to 12 Sep 2025)
  • Hugues Albert D. Marchand

    IRN HXM06724

    • CF4 Partner (AR) (since 28 Sep 2018)
    • CF30 Customer (since 28 Sep 2018)
  • Hyun Sung Do

    IRN HSD01027

    • CF30 Customer (17 Sep 2014 to 15 May 2015)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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