Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF1 Director (AR) (since 5 Apr 2024)
    • CF30 Customer (since 5 Apr 2024)
    • (1)Employed By (since 5 Apr 2024)
    • (1)Employed By (27 Feb 2023 to 29 Feb 2024)
  • KROLL SECURITIES LTD. (no longer approved here)

    FRN 466588

    • CF30 Customer (27 Feb 2023 to 29 Feb 2024)
    • CF1 Director (AR) (27 Feb 2023 to 29 Feb 2024)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF30 Customer (23 Sep 2013 to 5 Jun 2015)
    • CF22 Investment Adviser (Trainee) (17 Aug 2007 to 1 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.