Henry Ho

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

LionTree Advisors UK LLP
FRN 766382
- [FCA CF] Manager of certification employee (since 25 Nov 2024)
- [FCA CF] Client dealing (since 25 Nov 2024)
Arma Partners LLP (no longer approved here)
FRN 454270
- [FCA CF] Client dealing (19 Jan 2023 to 15 Nov 2024)
Raymond James Financial International Limited (no longer approved here)
FRN 188244
- [FCA CF] Client dealing (9 Dec 2019 to 13 May 2022)
- CF30 Customer (30 Aug 2019 to 8 Dec 2019)
Oppenheimer Europe Ltd. (no longer approved here)
FRN 483856
- CF30 Customer (21 Mar 2017 to 14 Jun 2019)
KROLL SECURITIES LTD. (no longer approved here)
FRN 466588
- CF30 Customer (22 Jul 2015 to 17 Mar 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.