KPMG LLP

Date authorised
15 November 2007
Companies House
OC301540
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000
    Web
    https://www.kpmg.co.uk

  • Complaints Contact

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Richard Lindsay

    IRN MRL01064

    • CF30 Customer (1 Nov 2007 to 16 Aug 2011)
    • CF23 Corporate Finance Adviser (13 May 2003 to 31 Oct 2007)
  • Michael Robert McDonald

    IRN MRM01092

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
  • Michael Smart

    IRN MXS01123

    • [FCA CF] Client dealing (1 Dec 2021 to 1 Dec 2022)
  • Michael St.John Ashley

    IRN MSA01087

    • CF28 Systems and controls (1 Nov 2007 to 23 Oct 2012)
    • CF14 Risk Assessment (1 Sep 2006 to 31 Oct 2007)
    • CF4 Partner (1 Sep 2006 to 23 Oct 2012)
    • CF8 Apportionment and Oversight (1 Sep 2006 to 31 Mar 2009)
  • Michael William Riley

    IRN MWR01026

    • CF30 Customer (19 Nov 2015 to 8 Dec 2019)
  • Michelle S Ward

    IRN MSW01097

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 13 Sep 2002)
  • Mike McDonald

    IRN MXM00887

    • [FCA CF] Client dealing (since 1 Dec 2021)
  • Mogens Schmidt

    IRN MXS01688

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 24 Jul 2003)
  • Moreton George Hall

    IRN MGH01078

    • CF23 Corporate Finance Adviser (14 Jun 2004 to 1 Apr 2006)
  • Morgan Edward Atherton

    IRN MEA01025

    • CF30 Customer (1 Nov 2007 to 31 Oct 2009)
    • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Interpath Ltd (no longer appointed)

    FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

  • Isio Group Ltd (no longer appointed)

    FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.