KPMG LLP

Date authorised
15 November 2007
Companies House
OC301540
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000
    Web
    https://www.kpmg.co.uk

  • Complaints Contact

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mothi Sayeeram Ardhanareeswaran

    IRN MXA17330

    • [FCA CF] Client dealing (since 2 Dec 2022)
    • CF30 Customer (18 Jul 2019 to 8 Dec 2019)
  • Myles McCarthy

    IRN MXM01574

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 30 Apr 2002)
  • Nadine Claire Newberry

    IRN NCN00004

    • CF21 Investment Adviser (30 Apr 2002 to 17 Mar 2003)
  • Natalie Mueller

    IRN NXM16871

    • [FCA CF] Client dealing (since 1 Dec 2021)
    • CF30 Customer (4 Jul 2019 to 8 Dec 2019)
  • Neil Brindle Andrew Otty

    IRN NBO00009

    • CF30 Customer (20 Feb 2020 to 26 Oct 2020)
  • Neil Cole

    IRN NXC01639

    • [FCA CF] Client dealing (since 1 Dec 2021)
    • CF30 Customer (18 Nov 2015 to 8 Dec 2019)
  • Neil David Meredith

    IRN NDM01042

    • CF30 Customer (1 Nov 2007 to 17 Nov 2015)
    • CF23 Corporate Finance Adviser (30 Apr 2002 to 7 Jun 2002)
  • Neil Dudley Sumner

    IRN NDS01050

    • CF30 Customer (1 Nov 2007 to 1 May 2008)
    • CF23 Corporate Finance Adviser (7 Jun 2005 to 31 Oct 2007)
  • Neil Francis Conaghan

    IRN NFC01010

    • CF30 Customer (1 Nov 2007 to 25 Feb 2011)
    • CF23 Corporate Finance Adviser (10 Aug 2004 to 31 Oct 2007)
  • Neil Joseph Lerner

    IRN NJL01057

    • CF14 Risk Assessment (30 Apr 2002 to 5 Sep 2006)
    • CF4 Partner (30 Apr 2002 to 5 Sep 2006)
    • CF8 Apportionment and Oversight (30 Apr 2002 to 5 Sep 2006)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Interpath Ltd (no longer appointed)

    FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

  • Isio Group Ltd (no longer appointed)

    FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.