KPMG LLP

Date authorised
15 November 2007
Companies House
OC301540
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000
    Web
    https://www.kpmg.co.uk

  • Complaints Contact

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Neil McManus

    IRN NXM13004

    • [FCA CF] Client dealing (since 1 Dec 2022)
    • CF30 Customer (26 Mar 2019 to 8 Dec 2019)
  • Neil Michael Pemberthy

    IRN NMP01022

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Dec 2003)
  • Neil Parfrey

    IRN NXP01156

    • CF21 Investment Adviser (30 Apr 2002 to 31 Dec 2003)
  • Neill Thomas

    IRN NXT01096

    • CF30 Customer (1 Nov 2007 to 27 Apr 2016)
    • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
  • Nenad Simonovic

    IRN NXS01539

    • [FCA CF] Client dealing (since 1 Dec 2021)
    • CF30 Customer (4 Nov 2019 to 8 Dec 2019)
  • Neville Moore

    IRN NXM00480

    • [FCA CF] Client dealing (11 May 2023 to 4 Nov 2025)
  • Niall McCallum

    IRN NXM01218

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 6 Mar 2006)
  • Nicholas Charles Standen

    IRN NJS01131

    • CF30 Customer (1 Nov 2007 to 7 Jan 2014)
    • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
  • Nicholas David Soper

    IRN NXS01258

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 6 Feb 2006)
  • Nicholas David White

    IRN NDW01036

    • CF30 Customer (15 Jan 2014 to 6 Sep 2018)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Interpath Ltd (no longer appointed)

    FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

  • Isio Group Ltd (no longer appointed)

    FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.