KPMG LLP

Date authorised
15 November 2007
Companies House
OC301540
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000
    Web
    https://www.kpmg.co.uk

  • Complaints Contact

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Dodd

    IRN NXD01115

    • [FCA CF] Client dealing (1 Dec 2021 to 15 Oct 2023)
    • CF30 Customer (20 Feb 2015 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (30 Apr 2002 to 27 Sep 2002)
  • Nicholas Giles Hopkins

    IRN NGH01009

    • CF30 Customer (1 Nov 2007 to 16 Aug 2011)
    • CF23 Corporate Finance Adviser (30 Apr 2002 to 2 Jun 2003)
  • Nicholas Hall

    IRN NXH01186

    • CF30 Customer (1 Nov 2007 to 1 May 2008)
    • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
  • Nicholas James Chism

    IRN NJC01145

    • CF30 Customer (1 Nov 2007 to 10 Jan 2012)
    • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
  • Nicholas James Thomas

    IRN NJT01063

    • CF30 Customer (1 Nov 2007 to 16 Aug 2011)
    • CF23 Corporate Finance Adviser (28 Oct 2004 to 31 Oct 2007)
  • Nicholas John Justin Woodward

    IRN NJW01174

    • CF30 Customer (12 Jan 2012 to 14 May 2013)
  • Nicholas Rodney Lowther Fry

    IRN NRF01014

    • CF23 Corporate Finance Adviser (2 May 2002 to 4 Apr 2005)
  • Nick Colman

    IRN NXC01501

    • CF30 Customer (25 Mar 2014 to 23 Jul 2018)
  • Nick Greenwood

    IRN NXG01138

    • CF30 Customer (1 Nov 2007 to 16 Nov 2012)
    • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
  • Nick Roome

    IRN NXR00201

    • [FCA CF] Client dealing (1 Dec 2021 to 1 Dec 2022)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Interpath Ltd (no longer appointed)

    FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

  • Isio Group Ltd (no longer appointed)

    FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.