KPMG LLP

Date authorised
15 November 2007
Companies House
OC301540
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000
    Web
    https://www.kpmg.co.uk

  • Complaints Contact

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nico De Vries

    IRN NXD00231

    • [FCA CF] Client dealing (1 Dec 2021 to 1 Oct 2022)
  • Nicola Clare Griffin

    IRN NCM01045

    • CF30 Customer (1 Nov 2007 to 16 Oct 2008)
    • CF21 Investment Adviser (21 Dec 2004 to 31 Oct 2007)
  • Nicola Crowther

    IRN NXC01174

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 20 Sep 2002)
  • Nigel David Pears

    IRN NDP01027

    • CF30 Customer (14 Jan 2014 to 8 Dec 2019)
  • Nigel Jonathan Beer

    IRN NJB01171

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 12 Dec 2005)
  • Nigel Kenneth Challis

    IRN NKC00008

    • CF8 Apportionment and Oversight (30 Apr 2002 to 8 Sep 2004)
    • CF4 Partner (30 Apr 2002 to 8 Sep 2004)
    • CF11 Money Laundering Reporting (30 Apr 2002 to 8 Sep 2004)
    • CF10 Compliance Oversight (30 Apr 2002 to 8 Sep 2004)
  • Nigel Thomas Smith

    IRN NTS01017

    • CF30 Customer (18 Jun 2009 to 17 Jan 2012)
  • Nikhil Dilip Manek

    IRN NXM27431

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Mar 2020)
  • Niren Ghanshyam Patel

    IRN NGP01036

    • CF30 Customer (19 Mar 2012 to 27 Apr 2012)
  • Niroshan Somasekeran

    IRN NXS01348

    • CF23 Corporate Finance Adviser (17 May 2004 to 1 Aug 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Interpath Ltd (no longer appointed)

    FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

  • Isio Group Ltd (no longer appointed)

    FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.