Michael St.John Ashley

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • Director of firm who is not a certification employee or a SMF manager (24 Apr 2023 to 3 May 2023)
    • SMF9 Chair of the Governing Body (21 Sep 2021 to 23 Apr 2023)
    • SMF11 Chair of the Audit Committee (9 Feb 2017 to 23 Apr 2023)
  • KPMG LLP (no longer approved here)

    FRN 210513

    • CF28 Systems and controls (1 Nov 2007 to 23 Oct 2012)
    • CF14 Risk Assessment (1 Sep 2006 to 31 Oct 2007)
    • CF4 Partner (1 Sep 2006 to 23 Oct 2012)
    • CF8 Apportionment and Oversight (1 Sep 2006 to 31 Mar 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.