Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Smith Square Partners LLP (no longer approved here)

    FRN 533915

    • [FCA CF] Client dealing (1 Jan 2020 to 31 Dec 2021)
    • CF30 Customer (22 Nov 2018 to 8 Dec 2019)
  • STJ ADVISORS GROUP LIMITED (no longer approved here)

    FRN 797872

    • CF30 Customer (10 Aug 2018 to 19 Sep 2019)
  • KPMG LLP (no longer approved here)

    FRN 210513

    • CF30 Customer (1 Nov 2007 to 16 Aug 2011)
    • CF23 Corporate Finance Adviser (13 May 2003 to 31 Oct 2007)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.