KPMG LLP

• Principal Place of Business

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

  Web

  https://www.kpmg.co.uk

• Complaints Contact

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Authorised to Operate

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Craig Malcolm

  IRN CXM01433

  • CF30 Customer (1 Nov 2007 to 1 May 2008)
  • CF23 Corporate Finance Adviser (2 May 2002 to 31 Oct 2007)
• Craig Robert Howie

  IRN CRH01065

  • CF23 Corporate Finance Adviser (19 Feb 2003 to 18 Oct 2004)
• Craig Stuart Richardson

  IRN CSR01051

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Mar 2003)
• Cyrus Lam

  IRN CXL01177

  • CF30 Customer (1 Nov 2007 to 1 May 2008)
  • CF23 Corporate Finance Adviser (2 May 2002 to 31 Oct 2007)
• Daniel Bunney

  IRN DXB00850

  • [FCA CF] Client dealing (11 May 2023 to 10 Jun 2024)
• Daniel Wesley Broad

  IRN DWB01112

  • CF30 Customer (16 Sep 2008 to 8 Jun 2012)
• Daniella Tinoco Carneiro Nicklin

  IRN DTC01025

  • CF30 Customer (17 Dec 2007 to 1 May 2008)
• Darrel Glenn Poletyllo

  IRN DXP01295

  • CF21 Investment Adviser (26 Apr 2002 to 7 Jun 2002)
• Darryl Guy Murphy

  IRN DGM01081

  • CF30 Customer (19 Aug 2013 to 11 Apr 2017)
• Darryl Rodrigues

  IRN DXR00622

  • [FCA CF] Client dealing (since 26 Nov 2025)

• Interpath Ltd (no longer appointed)

  FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

• Isio Group Ltd (no longer appointed)

  FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

No changes recorded yet.