Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Aviva Investors UK Fund Services Limited
FRN 119310
- [FCA CF] Manager of certification employee (since 1 Mar 2023)
- [FCA CF] Material risk taker (since 1 Jan 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2021)
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Aviva Investors Global Services Limited
FRN 119178
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF30 Customer (9 May 2017 to 8 Dec 2019)
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- CF30 Customer (19 Aug 2013 to 11 Apr 2017)
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- CF30 Customer (1 Nov 2007 to 30 Jun 2009)
- CF21 Investment Adviser (14 Jul 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (10 Jan 2003 to 20 Jun 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.