Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 1 Mar 2023)
    • [FCA CF] Material risk taker (since 1 Jan 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (9 May 2017 to 8 Dec 2019)
  • KPMG LLP (no longer approved here)

    FRN 210513

    • CF30 Customer (19 Aug 2013 to 11 Apr 2017)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 30 Jun 2009)
    • CF21 Investment Adviser (14 Jul 2006 to 31 Oct 2007)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF21 Investment Adviser (10 Jan 2003 to 20 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.